Serious allegations have been raised that Securities America failed to take action to identify and stop an investment fraud scam that was being run by[…]
Securities America is a subsidiary of Ameriprise Financial. Founded in 1984, the firm is headquartered in Omaha Nebraska and employs more than 1,800 licensed brokers and advisors. They operate nationwide. Their brokers manage more than $36 billion for over 300,000 clients. The full-service financial management firm offers advising, insurance, investment, and general wealth management services. Financial service companies and their brokers are trusted with sensitive information about their clients. Because of this, there is a risk for misconduct, mismanagement, and fraud. Securities America has been involved in several lawsuits of this nature. To learn the specifics, browse the articles below.
Based in La Vista, Nebraska, Securities America Inc. (CRD#: 10205) is a broker-dealer that is registered to operate in all 50 US states along with[…]
Sonn Law Group is investigating claims regarding James A. Rosebrough Jr. (CRD #4355308, Gilbert, Arizona). Rosebrough recently submitted an AWC in which he was assessed[…]