PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
First Trust Portfolios Fined $10M by FINRA Over Illegal Broker Perks & Gifts
In a major enforcement action, FINRA fined First Trust Portfolios [...]
UBS Financial Hit with $20M FINRA Fine & Historic $125M FinCEN Penalty
In one of the largest anti-money laundering (AML) enforcement actions [...]
Stifel Settles Dispute for $3.6 Million Over Barred Broker Chuck Roberts
Stifel Financial has agreed to pay nearly $3.6 million to [...]
Targeted: Confidence Scams and the Unique Risks Facing NFL Players
NFL players and other professional athletes increasingly face sophisticated financial [...]
Merrill Lynch: A Deeper Dive into Failures and Legacy
Merrill Lynch’s Compliance Failures – What’s Really at Stake? The [...]
Merrill Lynch Was Just Fined $7.5M for Failing to Report Suspicious Activity
The SEC just hit **Merrill Lynch** with a **$7.5 million [...]
