PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
FINRA Fines First Citizens Investor Services $500,000 After Firm Fails to Review 3.5 Million Broker Emails and Misses Customer Complaints
When you email your financial advisor to question steep losses, [...]
FINRA’s New Rules on “Projected Returns,” Private Placements, and Latest Firm Fines: What High-Net-Worth Investors Should Watch For
For decades, one of the brightest lines in brokerage regulation [...]
FINRA Broker Complaints & Enforcement Actions Involving Substantial Investor Losses: Early November 2026 Roundup GalleryFINRA Broker Complaints & Enforcement Actions Involving Substantial Investor Losses: Early November 2026 Roundup
FINRA Arbitration Attorney, FINRA Arbitration News, Cases & Investor Resources | Sonn Law, Investor Alerts
FINRA Broker Complaints & Enforcement Actions Involving Substantial Investor Losses: Early November 2026 Roundup
Publicly available FINRA disciplinary orders and BrokerCheck customer dispute disclosures [...]
SEC: Hatteras Adviser Ignored Red Flags and Its Own CFO’s Warning Before Funds Lost Roughly $300 Million
On September 18, 2026, the Securities and Exchange Commission instituted [...]
SEC Seeks $100,000 Penalty Against Former United Planners Adviser Cary Urich
The Securities and Exchange Commission has filed a civil enforcement [...]
SEC Alleges BG Wealth Sharing and DSJ Exchange Used False Filings in $130 Million Crypto Scheme
The Securities and Exchange Commission (SEC) has sued BG Wealth [...]
