Investigation: Lorenzo C. Esteva, former UBS and Merrill Lynch broker barred by FINRA

Lorenzo-C.-Esteva-Broker The Sonn Law Group is investigating allegations involving former UBS and Merrill Lynch broker Lorenzo C. Esteva (Broker CRD Number: 2170595).

Esteva was recently fired by UBS in Miami after he admitted providing a client with documents containing false account information. FINRA has officially barred Esteva from working in the financial services industry.

According to his profile on BrokerCheck, Esteva has earned three customer disputes over the past two years. The allegations in the various complaints include unauthorized trading, misrepresentation, and falsification of documents.


If you’ve ever invested money with Lorenzo C. Esteva or his employers, the securities fraud attorneys at the Sonn Law Group are interested in speaking with you. Contact us online or by phone at 305.912.3000 for a free consultation.
 

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