Yvonne Silguero is facing multiple allegations stemming from activity between July 2014 and October 2018.
The Sonn Law Group is investigating allegations that Yvonne Silguero committed misconduct. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.
Yvonne Silguero (CRD#:3211495) is currently involved in a customer dispute in which the client alleged that she committed negligence, misrepresentation, omission of material facts, breach of fiduciary duty through failure to supervise, and breach of contract between July 2014 and October 2018. The customer is seeking $500,000 and the dispute is still pending.
Silguero is involved in an additional pending suit filed in April 2017. That claimant alleged that LPL Financial and advisors sold him unsuitable products for which he was not eligible between October 2011 and December 2015.
Yvonne Silguero has enjoyed a 20-year career in the securities industry. Before joining LPL Financial LLC (CRD#: 6413) in 2008, Yvonne Silguero worked for Raymond James Financial Services, Inc. (CRD#: 6694) in Pharr, Texas.
Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional recommended unsuitable investments, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.