William Herman Dixon, Formerly of Securities America, Barred by FINRA After Refusing to Provide Requested Documents

Dixon was terminated from his member firm based on allegations of violating firm policies regarding use of non-genuine client signatures.

william-herman-dixon-refusal-to-provide-requested-documentsWilliam “Bill” Dixon (CRD: 68881) was registered as a broker with Securities America from 2016 until 2019. Previously, Dixon was registered as a broker with Wall Street Financial Group from 1998 until 2016. Dixon has been employed in the financial industry since 1973.

Viyella has six other disclosures on his BrokerCheck report.

May 2021 Regulatory Judgment

September 2019 Employment Separation After Allegations

September 2016 Customer Dispute

September 2008 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding William Herman Dixon. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.