The client is seeking over $250k in damages for Hein’s alleged misconduct.
Steven Ira Hein (CRD#: 4433826) is registered as a broker and investment adviser with Kestra Investment Services, where he has been employed since 2007.
Hein was previously registered as a broker and investment adviser with H.D. Vest Investment Services from 2001 until 2008.
Hein has two disclosures on his BrokerCheck report. One customer dispute filed against Hein was closed with no action taken.
December 2020 Customer Dispute
- Status: Pending
- Allegations: Claimant alleges negligence, gross negligence, over-concentration, breach of fiduciary duty, breach of contract, material misrepresentations and omissions and failure to supervise relating to the sale of multiple alternative investments in 2015.
- Damage Amount Requested: $256,000.00
Contact Us Today
The Sonn Law Group is currently investigating allegations surrounding Steven Ira Hein. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.