INVESTORS: Former RBC Capital Markets broker Scott Jay Matalon was named in a customer dispute alleging negligence, misrepresentation, and failure to supervise.
Scott Jay Matalon (CRD#: 4637378) was registered as a broker with RBC Capital Markets from 2019 until 2021. Previously, Matalon was registered as a broker with Ameriprise Financial Services from 2013 until 2019.
Matalon has two disclosures on his BrokerCheck report.
July 2022 Customer Dispute
Allegations: Claimant alleges Respondent allowed his son to make withdrawals from accounts and cash out an insurance policy despite his advisor being aware of his son’s mental illness. Claimant alleges negligence; misrepresentation, and failure to supervise.
Damage Amount Requested: $1,700,000.00
July 2021 Criminal Judgment
Status: Pending Charge
Charges: Kidnap-Inflict Bodily Harm False Imprisonment – adult Domestic Battery by Strangulation Touch or Strike Battery/D
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