INVESTORS: Morgan Stanley broker Lawrence William Catena is facing pending customer disputes alleging recommendation of unsuitable investments.
Lawrence William Catena (CRD#:2037155) is registered as a broker and investment adviser with Morgan Stanley, where he’s been employed since 2020. Previously, Catena was registered as a broker and investment adviser with Merrill Lynch from 2004 until 2020.
Catena has two disclosures on his BrokerCheck report.
May 2022 Customer Dispute
Allegations: Claimant alleges, inter alia, unsuitability with respect to structured product investments – December 2021 to May 2022
March 2022 Customer Dispute
Allegations: Claimant alleges, inter alia, unsuitability with respect to investments – January 2020 to February 2022
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