Evans Has been barred after they refused to provide information
Joia Evans (also known as Joia Thomas or Joia Webb)(CRD: 6328012) was registered as a broker TIAA-CREF from 2015 until 2020. Previously, Evans was registered as a broker with Edward Jones from 2014 until 2015.
Evans has one disclosure on her BrokerCheck report.
April 2021 Regulatory Judgment
- Status: Final
- Initiated By: FINRA
- Allegations: Without admitting or denying the findings, Evan consented to the sanction and to the entry of findings that she refused to provide information and documents that were requested by FINRA in connection with its investigation concerning her potential participation in outside business activities while associated with her former member firm.
- Resolution: Acceptance, Waiver & Consent (AWC)
- Sanctions: Bar
- Registration Capacities Affected: All Capacities
- Duration: Indefinite
- Start Date: 4/9/2021
Contact Us Today
The Sonn Law Group is currently investigating allegations surrounding Joia Evans. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.