Discharged from Kestra following allegations that he violated firm policy and then barred for refusal to comply with FINRA investigation
Sonn Law is investigating Former Kestra Investment Services Broker Jeffrey Blutstein. We represent investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 866–827–3202, or complete our contact form for a free consultation.
Jeffrey Blutstein (CRD#: 1398688) is a previously registered broker and investment adviser. From 2007 to 2018, Mr. Blutstein was a registered representative with Kestra Investment Services, LLC, based in Elmsford, New York, before associating briefly with American Portfolios Financial Services for one year.
In March 2018, Mr. Blutstein was discharged from Kestra following allegations that he violated firm policy. In 2019, FINRA began an investigation into whether Mr. Blutstein violated FINRA rules by engaging in undisclosed outside business activities while associated with Kestra.
During the course of the investigation, FINRA sent Mr. Blutstein a request for information pursuant to FINRA Rule 8210 (Letter of Acceptance, Waiver and Consent №2018057785901). Following Mr. Blutstein’s refusal to comply with the request, FINRA barred him from acting in any capacity with a FINRA member firm.
Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional or corporate executive misappropriated funds, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.