Senglaub is accused of recommended unsuitable alternative investments.
James “Jim” Senglaub (CRD: 1060459) is currently registered as a broker and investment adviser with Independent Financial Group in Delafield, WI, where he has been employed since January 2020.
Previously, Senglaub was registered as a broker and investment adviser for SagePoint Financial from 2014 until 2020.
Senglaub has one disclosure on his BrokerCheck report.
April 2021 Customer Dispute
- Status: Pending
- Allegations: Claimants allege the registered representative recommended alternative investments that were unsuitable.
- Damage Amount Requested: $342,000.00
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The Sonn Law Group is currently investigating allegations surrounding James “Jim” Senglaub. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.