Bryant Caveness, Formerly of Ameriprise Financial Services, Barred by FINRA Over Ethics Violations

Melilli is accused of unauthorized trading and recommending unsuitable investments.

The Sonn Law Group is investigating allegations that Bryant Caveness committed misconduct.  If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

bryant-caveness-ethics-violationsBryant Caveness (CRD#: 4033740) was most recently employed as a broker with Ameriprise Financial Services from 2009 until 2020. Previously Caveness was employed with Ameriprise Advisor Services from 2003 until 2009. 

Caveness has four disclosures on his BrokerCheck report. 

July 2020 Regulatory Judgment 

June 2020 Employment Separation After Allegations

July 2010 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations that Bryant Caveness committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.