Antonio Almeida, Formerly of Worden Capital Management, Suspended by FINRA Following Failure to Disclose a Felony Charge

INVESTORS: Former Worden Capital Management broker Antonio Almeida was suspended for three months by FINRA following the failure to timely amend his Form U4 to disclose that he was charged with a felony.

antonio-almeida-failure-to-discloseAntonio Almeida (CRD: 3106626) was registered as a broker with Worden Capital Management from 2020 until 2021. Previously, Almeida was registered as a broker with Aegis Capital Corp. from 2014 until 2017.

Almeida has sixteen disclosures on his BrokerCheck report. Ten disclosures relate to personal judgments/liens against him. One customer dispute filed against Almeida was withdrawn.

April 2021 Customer Dispute

January 2021 Regulatory Judgment

July 2020 Criminal Judgment

September 2017 Criminal Judgment

July 2015 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Antonio Almeida. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.