Alan Harold New, Formerly of NYLife Securities, Barred by FINRA Following Refusal to Provide Documents and Information

FINRA initiated an investigation into New’s participation in the sale of promissory notes.

alan-harold-new-refusal-to-provide-documents-and-informationAlan Harold New (CRD#: 2892508) was registered as a broker with NYLife Securities from 2004 until 2016. Previously, New was registered as a broker with Northwestern Mutual Investment Services from 1999 until 2004. 

New has 17 disclosures on his BrokerCheck report. 

April 2020 Regulatory Judgment


December 2019 Customer Dispute


October 2019 Customer Dispute


February 2019 Customer Dispute


December 2018 Civil Judgment


December 2018 Customer Dispute


October 2018 Customer Dispute


September 2018 Customer Dispute


August 2018 Customer Dispute


July 2018 Customer Dispute


July 2018 Customer Dispute


June 2018 Customer Dispute


June 2018 Customer Dispute


April 2018 Customer Dispute


April 2018 Customer Dispute


March 2018 Customer Dispute


January 2018 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Alan Harold New. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.