Willing allegedly made unapproved personal investments in 2015 and 2016. The Sonn Law Group is investigating allegations that James Willing made unapproved personal investments. If[…]
Broker / Advisor Investigations
Shvartsman is facing a customer dispute where the client is seeking over $1 million in damages. The Sonn Law Group is investigating allegations that Alex[…]
Silvestre allegedly exercised discretion in non-discretionary investment accounts, among other misconduct. The Sonn Law Group is investigating allegations that Eric Silvestre committed misconduct. If you[…]
Godin was recently named in a customer dispute that was settled for $50,000. The Sonn Law Group is investigating allegations that Stuart Godin committed misconduct.[…]
FINRA was investigating Chrysadakis for alleged fraudulent activity. The Sonn Law Group is investigating allegations that John Chrysadakis committed fraudulent activity. If you or a[…]
Renberg is being investigated regarding customer complaints alleging that he made unsuitable investment recommendations. The Sonn Law Group is investigating allegations that Bradley Renberg recommended[…]
Strugano’s former firm filed a FormU5 stating that they were investigating allegations that he forged customer signatures. The Sonn Law Group is investigating allegations that[…]
Kalos Capital and Finrock face claims for the wrongful sale of alternative investments. The Sonn Law Group is investigating allegations that brokers recommended investments in[…]
Hynes was being investigated regarding his sale of Future Income Payments, LLC’s structured cash-flow investments. The Sonn Law Group is investigating allegations that Gabriel Hynes[…]
Hoidas is facing multiple customer complaints alleging sales practice violations. The Sonn Law Group is investigating allegations that John Hoidas recommended investments in GPB Capital[…]