INVESTOR NOTICE: If you are a former client of Morgan Stanely’s Shawn Good you may have options for financial recovery. Contact Sonn Law Group today[...]
Broker / Advisor Investigations
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INVESTORS: Former Wells Fargo broker Xiangyu Yu Zhang is facing customer disputes alleging unsuitable recommendations. Xiangyu Yu Zhang (CRD#: 5050282) was registered as a broker[...]
INVESTORS: Network 1 Financial Securities broker Eric Edward Nicolassy was suspended by FINRA following allegations that he excessively and unsuitably traded a senior customer’s account.[...]
INVESTORS: Morgan Stanley broker David Randall Lehnertz was named in a customer dispute alleging he recommended unsuitable investments. David Randall Lehnertz (CRD: 2287146) is registered[...]
INVESTORS: Former Centaurus Financial broker Marc Frederick Korsch is facing customer disputes alleging unsuitable recommendations of GWG L Bonds to customers. Marc Frederick Korsch (CRD#:[...]
INVESTORS: Ameritas Investment Company broker Tobin Carl Hoffmann was named in a customer dispute alleging he made misrepresentations related to an investment. Tobin Carl Hoffmann[...]
INVESTORS: Cetera Advisors broker Randall John Mason was named in a customer dispute alleging he made an unsuitable investment recommendation. Randall John Mason (CRD#: 1758777)[...]
INVESTORS: Citizens Securities broker Glen Mackenzie Dowden was named in a customer dispute alleging he made an unsuitable investment recommendation. Glen Mackenzie Dowden (CRD#: 5217538)[...]
INVESTORS: Former Berthel, Fisher & Company broker Steve Jeffrey Cummings is facing a customer dispute alleging excessive investment losses. Steve Jeffrey Cummings (CRD#: 2274017) was[...]
INVESTORS: Ameriprise Financial Services broker Arthur Grossbard was named in a customer dispute alleging he made an unsuitable investment recommendation. Arthur Grossbard (CRD#: 1020971) is[...]