FINRA claimed to be investigating Fernan after reviewing a customer complaint filed against him. The Sonn Law Group is investigating allegations that Christopher Fernan committed[…]
Broker / Advisor Investigations
FINRA accused Baily of engaging in undisclosed and unapproved private securities transactions. The Sonn Law Group is investigating allegations that Troy Baily committed misconduct. If[…]
Geary was also accused of failing to amend his Form U4 to disclose three tax liens. The Sonn Law Group is investigating allegations that John[…]
Nelson was also accused of providing false statements to FINRA in response to their investigation into Nelson’s misconduct. The Sonn Law Group is investigating allegations[…]
Agnihotri is accused of improperly using customer funds that were provided for company-related business expenses. The Sonn Law Group is investigating allegations that Praturl Agnihotri[…]
Ferguson has been named in multiple customer disputes over the span of his 26-year career. The Sonn Law Group is investigating allegations that Rodney Ferguson[…]
Chu currently has two pending customer disputes. The Sonn Law Group is investigating allegations that Joseph Chu made unsuitable investment recommendations. If you or a[…]
Freeze was accused of selling away by a majority of the former clients. The Sonn Law Group is investigating allegations that Jonathan Freeze committed misconduct.[…]
The 2020 customer disputes allege the misconduct between July of 2014 and December of 2016. The Sonn Law Group is investigating allegations that Morgan Stanley[…]
DiBrino is also accused of recommending unsuitable investments and negligence. The Sonn Law Group is investigating allegations that Brian DiBrino committed misconduct. If you or[…]