Stockbrokers and financial advisors have a fiduciary duty to only reccomend investments that serve the best financial interests of their customers. The Sonn Law Group[…]
Wells Fargo Advisors
Headquartered in San Francisco, California, Wells Fargo & Company is an American international banking and financial services company. They have several “hubquarters” throughout the United States. Wells Fargo is the second largest bank in the world by market capitalization standards. Financial institutions as large as Wells Fargo are subject to instances of fraud and misconduct because of their large workforce and large customer base. The company is no stranger to investment lawsuits based on the fraudulent conduct or reckless miscondunt of their employees. To read information about individual cases of fraud or misconduct, browse the articles below.
According to the Bergen County Prosecutor’s Office, former FINRA-registered advisor Jeffrey Palish (CRD# 1464054) was arrested in Paramus, New Jersey for allegedly stealing close to[…]
Wells Fargo Advisor Jose Antonio Vidal faces customer allegations of making unsuitable investments in leveraged exchange traded funds (ETFs) The Sonn Law Group has filed[…]
At Sonn Law Group, our top-rated securities fraud lawyers are currently reviewing any and all investor complaints against Wells Fargo Advisors Financial Network LLC (CRD#:[…]
This article was originally published by FINRA.org Ruling Reminds Firms of Sales Practice Obligations for Volatility-Linked Products The Financial Industry Regulatory Authority (FINRA) announced today[…]
The Sonn Law Group is investigating allegations involving broker Charles Cumber (Broker CRD Number: 2514669). Mr. Cumber was fired by Wells Fargo in February after[…]
The Sonn Law Group is investigating claims involving former Wells Fargo broker associate Kerbye Arthur (Broker CRD Number: 6440268). Kerbye Arthur was barred from financial[…]
The Sonn Law Group is investigating misconduct claims involving former Wells Fargo bank advisor James Schaedler (Broker CRD Number: 4264512). Mr. Schaedler was barred from[…]
Sonn Law Group is investigating claims regarding Robert John Versaggi (CRD #1520072, Boca Raton, Florida). Versaggi recently submitted an AWC in which he was assessed[…]
Sonn Law Group is investigating claims regarding Nicholas Hansen Harper (CRD #2767911, Topeka, Kansas). Harper recently submitted an Acceptance, Waiver & Consent (“AWC”) in which[…]