The SEC claimed Fries has defrauded at least seven investors out of over $170,000. The Sonn Law Group is investigating allegations that Scott Fries defrauded[...]
Transamerica Financial Advisors
Atiq U. Khan (CRD#: 4727750) is a formerly registered broker and investment advisor. Most recently, this individual was employed at TransAmerica Financial Advisors in West[...]
Francis Acosta is a formerly associated person of Transamerica Financial Advisors, Inc. (CRD#: 16164). On May 31st, 2018, the Financial Industry Regulatory Authority (FINRA) issued[...]
The Sonn Law Group is investigating claims related to broker Gary Saitowitz (FINRA CRD#: 4238395). Saitowitz was recently suspended by FINRA for numerous violations including[...]