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Neil James Buono, Formerly of Taylor Capital, Barred by FINRA Following Allegations of Forging Client Signatures

Jeffrey Sonn
Sep 28, 2020
Posted in Broker / Advisor Investigations

Buono was barred after refusing to appear for on-the-record testimony requested by FINRA. The Sonn Law Group is investigating allegations that Neil James Buono forged[...]

Michael Pellegrino, Formerly of Taylor Capital Management, Named in Allegations of Northstar REIT Losses

Jeffrey Sonn
Feb 04, 2020
Posted in Broker / Advisor Investigations

A former client alleged that Pellegrino solicited investments in Northstar REIT. The Sonn Law Group is investigating allegations that Michael Pellegrino recommended unsuitable investments. If[...]

FINRA Staring at Fresh Wave of Unpaid Arbitration Awards

Jeffrey Sonn
Nov 22, 2019
Posted in Investment Loss Investigations

Taylor Capital Management’s failure shows an increase in unpaid claims is likely. The Sonn Law Group is investigating allegations that brokers have recommended investments in[...]