Clients 90 days to Remove All of Their GPB Private Placements From its Platform The Sonn Law Group is investigating GPB Capital. If you or[...]
Selling Away
James F, Anderson is Facing a $400,000 FINRA Arbitration Claim If you’ve lost money investing with James F. Anderson or Ameritas Investments, you may have[...]
Former broker, Eric Olin Shanks, was recently named in a lawsuit against Cuso Financial Services. The suit alleges the former broker sold fraudulent investment products.[...]
Mark Isidore Lamendola (CRD#: 1133485) is a former registered broker and investment advisor. From 2013 to 2018, Mr. Lamendola served as a representative for World[...]
Colorado Brokerage Firm Spencer Edwards, Inc. Charged with Suitability and Selling Away Violations The Sonn Law Group is currently investigating broker Spencer Edwards, owner of[...]
The Sonn Law Group is investigating allegations involving broker Charles Cumber (Broker CRD Number: 2514669). Mr. Cumber was fired by Wells Fargo in February after[...]
The Sonn Law Group is happy to announce a $11.2M FINRA arbitration award on behalf of our clients Dr. Nasirdin Madhany and Zeenat Madhany. The[...]
This article was originally published by InvestmentNews.com. The Financial Industry Regulatory Authority Inc. has requested comments as part of a review of its rules that[...]
This is an excerpt from FINRA’s Quarterly Disciplinary Review, January 2017 FINRA settled a matter involving a registered representative who participated in private securities transactions[...]