Sonn Law Group is representing customers of Emerson Equity and Newbridge Securities in the wake of the bankruptcy of GWG Holdings. We have heard from[...]
Newbridge Securities
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What current and prospective clients should know about complaints and regulatory actions against Newbridge Securities Newbridge Securities Corporation (CRD#: 104065) is a registered broker-dealer headquartered[...]
Greenfield has been the subject of five settled customer disputes in the past five years. Michael Robert Greenfield (CRD: 5406611) is registered as a broker[...]
Isaacson has been named in multiple customer disputes alleging unsuitable recommendations. The Sonn Law Group is investigating allegations that Marshall Isaacson made unsuitable recommendations. If[...]
Jamison is currently facing three pending customer disputes alleging unsuitability, breach of fiduciary duty, and other forms of misconduct. The Sonn Law Group is investigating[...]
Lippmann faces two customer complaints totaling $650K over alleged unsuitable recommendations. The Sonn Law Group is investigating allegations that Travis Lippmann made unsuitable recommendations. If[...]
Batstone allegedly transferred customer funds to his personal accounts to be used for personal expenses. The Sonn Law Group is investigating allegations that Martin Batstone[...]
Tariq Sales was named in a customer dispute seeking almost $500,000 in damages. The Sonn Law Group is investigating allegations that Tariq Sales committed misconduct.[...]
Newbridge Securities Corporation (CRD#: 104065) is a brokerage firm licensed to operate in 52 U.S. jurisdiction. In March of 2019, a Newbridge Securities customer filed[...]
A January 11th FINRA disciplinary proceeding found Dennis Allen Hayes (CRD#: 4403550) conducted unauthorized business activity. He sold private securities transactions without disclosing this activity[...]