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Laura Ortega Shean
Laura Ortega Shean (CRD# 2628756) is a broker based in Medford Oregon. Shean was barred from the financial services industry by FINRA in March 2018 after allegations that she used client funds to pay her personal taxes. Shean was employed by LPL Financial from March 1999 until November 2017. Shean’s employment was terminated after admitting to accessing a client’s funds for personal use.
According to FINRA, from March 2017 through October 2017, Ms. Shean caused six unauthorized transfers of funds totaling $124,402.83 from a customer’s account, without the customers knowledge or consent, and transferred those funds to the IRS for the benefit of herself. These unauthorized transactions and misappropriation of funds violate Oregon Revised Statutes 59.135(2). The Oregon Division of Financial Regulation issued a Notice Order on December 22, 2017.
If you’ve ever invested money with Laura Ortega Shean we’d like to hear from you. Contact the Sonn Law Group today for a free review of your case.