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FINRA Bars Joseph Mahmud from Securities Industry Following Misappropriation of $95,000 from Customer Annuity

Sonn Law Staff
Jul 12, 2013
Posted in FINRA Disciplinary Actions

Joseph Mahmud (CRD #5626765, Registered Representative, Brooklyn, New York) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with[…]