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John Anthony Sommo, Formerly of UBS Financial Services, Barred by FINRA Following Refusal to Respond to FINRA Requests for Information

Sonn Law Staff
Nov 09, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former UBS Financial Services broker John Anthony Sommo was barred after he failed to respond to FINRA requests for information. John Anthony Sommo (CRD:[...]