James Unger

James Unger (CRD# 2492377) is a former FINRA-regulated advisor who was last employed by Financial America Securities prior to his termination in June 2014. Mr. Unger was barred by FINRA in 2014 after a customer accused him of fraudulent and illegal conduct including making unsuitable investment recommendations, illiquid investments, and preparing fictitious financial statements. Most recently, in January 2018, James Unger was charged in federal court with two counts of wire fraud and five counts of filing false tax returns.

If you’ve ever invested money with James Unger or his employers and suffered losses, contact the Sonn Law Group today for a free review of your case.