Senglaub is accused of recommended unsuitable alternative investments. James “Jim” Senglaub (CRD: 1060459) is currently registered as a broker and investment adviser with Independent Financial[...]
Independent Financial Group
Bunich previously settled a customer alleging unsuitable recommendations in June of 2020. The Sonn Law Group is investigating allegations that Tatyana Bunich recommended unsuitable investments.[...]
Taddeo has settled customer disputes with similar allegations earlier in 2020. The Sonn Law Group is investigating allegations that Tatyana Moyseevna Bunich recommended unsuitable investments.[...]
The client alleged that Flanagan’s actions resulted in losses. The Sonn Law Group is investigating allegations that James Flanagan committed misconduct. If you or a[...]
Chang is also accused of over-concentrating the client’s portfolio. The Sonn Law Group is investigating allegations that Wenjinn Chang made unsuitable investment recommendations. If you[...]
Serizawa, currently employed by Woodbury Financial, is accused of selling GPB private placements. The Sonn Law Group is investigating allegations that Daryl Serizawa recommended private[...]
Lockett was also fined $5,000 on top of his 45-day suspension. The Sonn Law Group is investigating allegations that Brian Lockett committed misconduct. If you[...]
Jason Reynolds, a broker with Independent Financial Group was fired following alleged FINRA rule violations. A former customer lodged a formal complaint alleging Reynold advertised[...]
James Chang (CRD#: 4536266) is an actively registered broker and investment advisor. Since April of 2012, Mr. Chang has been a representative of Independent Financial[...]