📉 Can a stock broker steal your money? This is the question folks often search to find this post. While it’s rare that a broker[…]
Basics
If you’ve suffered significant losses in your investment accounts you might be wondering whether you can sue your financial advisor to recover your losses. Can[…]
Understanding Hedge Fund Fraud If you turn on any of the most popular investment news channels, you have no doubt heard plenty about hedge funds.[…]
If you’re considering filing a complaint against your financial advisor it’s important that you have a clear understanding of the general process. As a registered[…]
FINRA Arbitration Statute of Limitations A statute of limitation is a legal rule that controls the deadline by which a legal claim must be filed.[…]
How to Know if Your Financial Advisor is a Fiduciary Is your financial advisor a fiduciary? Fiduciaries have a legal obligation to act in the[…]
📉 Recovering investment losses from the recent stock market crash STOCK MARKET CRASH NOTICE: The Sonn Law Group has heard from investors who’ve suffered severe[…]
If you’ve suffered significant investment losses as the result of your broker violating FINRA rules, you should speak with a FINRA arbitration lawyer about your[…]
Do you suspect that your broker or advisor make unauthorized trades in your account? Your broker cannot sell your securities without getting permission from you.[…]
Selling Unregistered Securities – Is It Legal? Selling (or offering) unregistered securities to public investors is a serious form of broker misconduct. Before stocks, bond[…]