Unfortunately, stockbroker fraud is more common than many investors would like to think. As broker fraud attorneys one of the most common questions that we’re[...]
Basics
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📉 Recovering Investment Losses in Cases Involving Broker/Advisor Misconduct Most people understand that investing money comes with inherent risks. However, investment advisors and brokerage firms[...]
Do you fear you may be the victim of a Ponzi Scheme? If so you should seek advice from a qualified Ponzi scheme attorney. If[...]
Selling away occurs when a broker inappropriately sells securities that are not offered or overseen by their member brokerage firm. In most cases, brokers engage[...]
For over three decades Sonn Law Group has dedicated our practice to helping victims of financial fraud hold wrongdoers accountable, and recoup their losses. We’ve[...]
Your registered financial advisor – and the firm that employs him or her – is regulated by the Financial Industry Regulatory Authority (FINRA). FINRA provides[...]
Can I Sue My Financial Advisor?
The term securities lawyer generally refers to an attorney who focuses their practice on helping clients navigate laws and regulations pertaining to the buying and[...]
If you’ve suffered significant investment losses as the result of your broker violating FINRA rules, you should speak with a FINRA arbitration lawyer about your[...]
Do you suspect that your financial advisor may be scamming you? In this article, we’ll look at the common ways that financial advisors commit misconduct[...]