Korzik was suspended for a period of nine months and ordered to pay a fine based on his misconduct. The Sonn Law Group is investigating[…]
Ameriprise Financial, Inc. is an American-based financial services company. Ameriprise offers a wide variety of diversified financial planning services through its subsidiaries. These include wealth and asset management, annuities, insurance, and estate planning. Financial planning companies like Ameriprise Financial are highly regulated. This is because of the sensitive nature of financial service and the risk involved in investing. The firm has been involved in multiple lawsuits due to violations causing losses and damages to their investors. Read the articles below for information about cases involving Ameriprise.
William Foster was named in a dispute seeking over $400,000 for allegedly misrepresenting returns from a variable annuity. The Sonn Law Group is investigating allegations that[…]
James Kujawski (CRD#: 2075543) is a registered broker and investment advisor employed at Ameriprise Financial Services in Annapolis, Maryland. Mr. Kujawski has been employed at[…]
Brian Hussey (CRD#: 4640067) is a registered as a securities broker. At the current time, Mr. Hussey is employed at Ameriprise Financial Services, Inc., based[…]
This article was originally published by AdvisorHub.com A former Ameriprise Financial broker in Los Angeles was ordered to pay the firm $675,000 to cover the[…]
FINRA announced today that is has barred California-based broker Jim Seol (Broker CRD Number: 2876279) effective immediately. The decision comes down after the hearing panel[…]
Sonn Law Group is investigating claims related to broker Kim Dee Isaacson (CRD#855618). Isaacson is currently employed by Ameriprise Financial Services, Inc. in Midvale, Utah.[…]