Szempruch was suspended based on allegations of unsuitable trading practices. Douglas Edward Szempruch (CRD#: 4159318) was registered as a broker with Aegis Capital Corp. from[...]
Aegis Capital Corp
Aegis Capital Complaints Overview The Sonn Law Group is currently investigating claims of misconduct pertaining to Aegis Capital Corp (CRD No. 15007). Recently, InvestmentNews.com reported[...]
Alan Appelbaum (CRD#: 500336) is a registered securities broker. Since 2015, Mr. Appelbaum has been associated with Aegis Capital Corp. at a branch office in[...]
Eduard Leytman (CRD# 3250307) is a previously registered broker. From 2010 to 2018, Mr. Leytman was registered with Aegis Capital Corp. based in New York,[...]
James Bradley Schwartz (CRD#: 3043085) is a previously registered FINRA broker. From December 2016 to February 2017, Mr. Schwartz was employed at Joseph Gunnar &[...]
Charles Poulin (CRD#: 6229037) is an actively registered FINRA broker. Since July of 2014, Mr. Poulin has been employed at Aegis Capital Corp. based in[...]