UBS broker Howard Stuart Rothman was recently caught lying during a Finra arbitration proceeding. His perjury was acknowledged by the Finra panel in the arbitration[...]
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In a piece published yesterday on InvestmentNews.com, author Bruce Kelly argues that financial advisors and brokers persisted in selling GWG’s settlement-backed L bonds for years[...]
Sonn Law is representing GWG bondholders in their claims relating to their losses in GWG bonds.
It’s getting ugly very quickly for the GWG L bonds, their investors, and the financial advisers and brokers who sold them. – InvestmentNews.com Sonn Law[...]
INVESTORS: The Fulton County Superior Court in Atlanta has vacated an arbitration award to Wells Fargo amid findings that Wells Fargo and their outside counsel[...]
In 2013, UBS Wealth Management USA’s closed-end Puerto Rico bond funds collapsed as Puerto Rico approached the equivalent of municipal bankruptcy. Many clients alleged that[...]
MIAMI, FLORIDA – Sonn Law Group, and Wolfe Law Miami, attorneys for Mexican superstar Alejandra Guzman, says that accused Ponzi scheme promoter Larry Ramos Mendoza[...]
The allegedly fraudulent offering raised over $2.7 million from investors. The SEC charged Utah-based Mine Shaft Brewing and three of its principals with operating an[...]
July 14, 2021 – Aventura, Florida – Jeffrey Sonn, Esq., a nationally recognized attorney in securities fraud, says that banks should pay the nearly $1[...]
Sonn Law Group is investigating findings by FINRA that many Robinhhood customers were given options approvals when they were not suitable for the customer, leading[...]