Unsuitable Investment Risk Tolerance Lawyers
The Financial Industry Regulatory Authority (FINRA), formerly the National Association Of Securities Dealers (NASD), and other regulatory organizations have specific suitability rules that govern a broker’s actions with regard to recommending a specific investment to a specific investor.
There are a number of factors that must be considered by the broker in order to determine the suitability of an investment for a particular individual.
- the person’s financial needs;
- investment objectives;
- risk tolerance; or,
- financial situation and other securities holdings.
If an investment is unsuitable for the investor and the broker recommends it anyway, it could lead to unnecessary risk and substantial losses for the investor. However, with the help of an experienced unsuitable investments claim attorneys, you may be able to recover damages.
Holding Negligent and Unscrupulous Brokers Accountable
At Sonn Law Group, our Florida unsuitable investment attorneys represent national and international clients in a variety of unsuitable investment claims, including cases involving misrepresentation, over-concentrated investments, excessive use of margin, selling away, churning, and others.
When you hire our firm, we will provide a thorough evaluation of your case, give you an honest assessment and give you our best recommendation about how to proceed. We dedicate our entire practice to helping wronged investors to recover the losses they have suffered because of the negligent or illegal behavior of their brokers.
Call for a Free Consultation
Contact our office today to discuss your unsuitable investment case. You can reach us by phone at 844-689-5754 or via e-mail. We take every case on a contingency basis, which means we don’t collect a fee unless we make a financial recovery for you.*
Under Florida Bar rules, we are not able to discuss our past results on this website. If you would like to learn more about our previous cases, please contact us for additional information.
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*Client will be responsible for costs and expenses.