The Sonn Law Group is investigating claims related to former PRIMEX broker William F. White (FINRA CRD Number: 2168943).
Mr. White has been employed as a broker in the financial services industry since 2001. His previous employers include K-One Investment Company in San Francisco; Redwood Trading in San Francisco; Nutmeg Securities in Greenwich, Connecticut; and Orion Trading in Winter Park, Florida. He is a registered broker in Florida and New York.
In March of 2017 William White was named a respondent in a FINRA complaint alleging that he willfully failed to timely amend his Form U4 to disclose a bankruptcy petition, two tax liens, two FINRA arbitrations, and a civil litigation.
The complaint alleges that White also failed to timely provide documents and information during the course of an investigation into whether he disclosed certain reportable events on his Form U4. The complaint also alleges that White opened and traded in an outside securities account without giving prior written notice to his member firm and the executing firm.
If you’ve ever invested your money with investment advisor William White, the Sonn Law Group is interested in hearing from you to discuss your experience. Our securities fraud attorneys will listen to the specifics of your circumstances and give you an honest evaluation of your options.
Call us now at 305.912.3000 or fill out our short contact form to speak with a legal representative from our firm about your experience with William White.