The Sonn Law Group is investigating claims related to Walter Marino (FINRA CRD Number: 2121623).
Walter Joseph Marino was recently named a respondent in a FINRA complaint alleging that he recommended unsuitable replacements (also known as exchanges) of non-qualified variable annuities to two customers without having a reasonable basis for recommending the transactions resulting in benefits to him and substantial financial harm to his customers.
The complaint alleges that Marino received commissions of approximately $60,000 from the unsuitable transactions.
This is not the first time the Marino has been the subject of a custom complain through FINRA. Since his career in the financial services industry began in 1993, Marino has been the subject of 12 different customer disputes.
If you’ve ever invested your money with Walter Marino the Sonn Law Group is interested in hearing from you. Our experienced securities fraud attorneys will listen to the specifics of your circumstances and give you an honest evaluation of your options.
Call us now at 305.912.3000 or fill out our short contact form to speak with a legal professional about your investments with Walter Marino.