Wesley Clinton (CRD#: 4628274) is an actively registered broker based in Seaford, New York. Since 2012, Mr. Clinton has been a representative of Network 1 Financial Securities (CRD#: 13577). Previously, he was employed at Obsidian Financial Group — a brokerage firm that has since been expelled by FINRA.
While at Network 1 Financial Securities, three investors have filed complaints against Wesley Clinton alleging losses related to unsuitable investment recommendations.
Investor Complaints: Network 1 Broker Wesley Clinton
In 2015, an investor filed a complaint against Wesley Clinton alleging losses caused by unsuitable investment recommendations, breach of contract, and excessive trading (churning). Eventually, this claim was settled for $30,000 in financial compensation.
In 2017, a Network 1 Financial Securities customer filed a complaint against Mr. Clinton alleging violations of the suitability rule (FINRA Rule 2111). The investor is seeking $50,000 in damages. As of February of 2019, this complaint is still listed as ‘pending’.
In 2018, an investor filed a complaint against Mr. Clinton based on alleged losses caused by unsuitable investment recommendations and failure to adequately supervise a broker. This investor is seeking $145,000 in compensation. As of February of 2019, FINRA listed this dispute as ‘pending’.
Get Help From an Unsuitable Investments Lawyer
At Sonn Law Group, our securities fraud attorneys have the skills and experience to handle all types of unsuitable investment claims. If you lost money in unsuitable investments, please do not hesitate to reach out to us for your free case evaluation.
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