Dana Hawkins of Centaurus Financial Facing Pending FINRA Complaints for Unsuitable Investments

dana-hawkins-centaurus-financialDana Hawkins (CRD#: 5731136) is a registered securities broker. Since 2015, Mr. Hawkins has been employed at Centaurus Financial in Lexington, South Carolina.

Prior to that, this broker was associated with J.P Turner & Company (2011 to 2015).

In the last several months, three separate investor complaints have been filed against Dana Hawkins of Centaurus Financial.

All three claims involve allegations of unsuitable investment recommendations made by this broker. As of May of 2019, the complaints are listed by FINRA as ‘pending’.

Investor Complaints: Dana Hawkins

In September of 2018, a customer filed a claim alleging that Mr. Hawkins recommended investments that were unsuitable. This investor is seeking $150,000 in damages.

In December of 2018, an investor filed a claim alleging that Mr. Hawkins recommended unsuitable financial products and unsuitable securities. This customer is seeking $336,130 in compensation.

In February of 2019, an investor filed a complaint alleging that Mr. Hawkins offered unsuitable investment advice between 2013 and 2019. This customer is seeking $253,757 in compensation.

In response to all three of these complaints, Dana Hawkins submitted comments to FINRA stating that he vehemently denies any wrongdoing. In addition, he stated that he will defend all of the allegations raised against him.

Get Help From Our Unsuitable Investments Attorney Today

At Sonn Law Group, we are fierce advocates for investors. If you sustained losses after your financial advisor promoted unsuitable investments, our law firm is here to help. Contact us today for a free review of your case.

Disclaimer: This article contains opinions and NOT statements of fact in any way whatsoever. The information here is general information that should not be taken as legal advice. NO attorney-client relationship is established between you and our attorneys by reading this article. This article is attorney advertising and should not be used as a substitute for legal advice from a qualified securities lawyer.

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