Broker Investigation: Anthony Lapadula

Anthony William Lapadula (CRD#: 2673373) is an actively registered FINRA broker. Mr. Lapadula is currently employed at Acceptus Capital Corp. and at Aegis Capital Corp. At both firms, his branch office is located in Melville, New York. Earlier this year, an investor filed a complaint against Mr. Lapadula.

Customer Complaint: Anthony Lapadula

On September 4th, 2018, an investor filed a complaint alleging that financial losses were suffered as a result of this broker’s misconduct. Specifically, the customer raises several causes of action, including:

In relation to this complaint, the investor is seeking $200,000 in compensatory damages. The claim is currently listed as pending by FINRA. For his part, Mr. Lapadula is vigorously contesting the allegations that have been leveled against him. In a comment included on his Brokercheck report, he calls this complaint “wholly without merit”.

Get Help From a Securities Fraud Lawyer

At Sonn Law Group, we are fierce advocates for investors. If you suffered major investment losses, you may be eligible to recover financial compensation. To arrange a free consultation, please contact our law firm today.

Disclaimer: This article contains opinions and NOT statements of fact in any way whatsoever. The information here is general information that should not be taken as legal advice. NO attorney-client relationship is established between you and our attorneys by reading this article. This article is attorney advertising and should not be used as a substitute for legal advice from a qualified securities lawyer.

Rate this post:

1 Star2 Stars3 Stars4 Stars5 Stars
(No Ratings Yet)
Loading...