Instead of working against each other, the Ponzi scheme victims joined together in an attempt to prevent further losses. When California real estate mogul Kenneth[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
ElectroCore, Inc. operates as a bio-electronic medicine company that researches and develops therapeutic technologies for the treatment of multiple conditions in neurology and rheumatology. […]
William B. McHenry and his company, First South Investments, LLC, are accused of selling $31 million in unregistered securities. The SEC filed charges against Mississippi[…]
Jason Dodd Bullard and Angela Romero-Bullard are accused of perpetrating a Ponzi scheme by the SEC. Jason Dodd Bullard and Angela Romero-Bullard, a married couple[…]
Sonn Law is investigating claims of brokers who were denied deferred compensation by Morgan Stanley. A former Morgan Stanley broker based in Boca Raton, Florida,[…]
Last Updated: September 14, 2021 INVESTORS: The SEC has alleged that Horizon Private Equity, III is a “massive ponzi scheme” and that investors are owed[…]
Last Updated: August 24, 2021 INVESTORS: The Sonn Law Group – a consumer protection law firm with over 30 years of experience representing victims of[…]
Sonn Law Group is investigating L Bonds offered by GWG Holdings, following GWG’s temporary suspension of sales of L Bonds. In March 2021, GWG notified[…]
Ruiz is accused of targeting elderly investors in his fraudulent scheme. Martin Ruiz, a New York investment adviser, is accused of fraud in connection with[…]
On July 8, 2021, the SEC filed an emergency action and obtained a temporary restraining order and asset freeze to halt an alleged offering fraud[…]