The class action was filed by a former financial advisor alleging Wells Fargo cheated him out of deferred compensation. The Sonn Law Group is investigating[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
Oasis Petroleum has entered into a support agreement that will reduce their debt and save them from bankruptcy. Sonn Law Group is representing investors who[…]
The Department of Labors recently proposed revision of retirement accounts do not enforce any fiduciary duty standard which puts retirement savers at risk The Department[…]
Malachite Capital Partners LP is accused of fraud and breach of fiduciary to investors. Sonn Law Group is representing investors who have suffered losses investing[…]
Yieldstreet being investigated for failing to do due diligence when selling securities to their customers Sonn Law Group has been retained to investigate allegations of[…]
American Realty Capital investors seek claims that they were sold risky investments from brokers Sonn Law Group is representing investors who have suffered losses investing[…]
Heartland Production and Recovery LLC is accused of selling unregistered securities through unregistered agents. The Sonn Law Group is investigating allegations that Heartland Production and[…]
Yieldstreet to be investigated by the FBI and SEC over $90 million in notes that were linked to loans for ship-breaking – the labor-intensive and[…]
Jeffrey Huston, part owner of 3D Money, was also named in the complaint. The Sonn Law Group is investigating allegations that 3D Money LLC sold[…]
The SEC has accused Par Funding’s Founders – Convicted felon Joseph LaForte his wife Lisa McElhone – of “lying and scheming” on their way to[…]