Harvest Volatility Management Collateral has been accused of making material misrepresentations and omissions regarding the risks of collateral yield enhancement strategy investments. The Sonn Law[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
WOODBRIDGE LIQUIDATION TRUST Michael I. Goldberg, Liquidation Trustee 350 East Las Olas Boulevard, Suite 1600 Ft. Lauderdale, Florida 33301 VIA U.S. MAIL & WEB POSTING[…]
Mediatrix Capital was named as a defendant in September 18, 2019 SEC complaint alleging that it is a fraudulent international trading program with $125M of[…]
Whiting Petroleum Corp. suffered 35% losses in late July 2019 following the firing of 1/3 of its workforce, scaled back full-year production targets, and a[…]
GPB Capital Holdings, under investigation by both the Securities and Exchange Commission and the FBI, informed investors that audited financial statements would no longer be[…]
Sonn Law is investigating any brokers or firms that recommended investing with RAIT. We represent investors in the United States for claims against brokers and[…]
The Sonn Law Group is Investigating Claims for Investors Who Suffered Significant Investment Losses With the Harvest Collateral Yield Enhancement Strategy What is Harvest CYES?[…]
The Sonn Law Group is Investigating Claims for Investors Who Sustained Investment Losses in Steepeners What is a Steepener? A steepener is a type of[…]
Sonn Law is investigating firms that sold Collateral Yield Investment Strategies. We represent investors in the United States for claims against brokers and brokerage firms[…]
The Sonn Law Group is Investigating Claims for Investors Who Suffered Losses With a Yield Enhancement Strategy (YES) A yield enhancement strategy (YES) is a[…]