Did you lose money after investing in a fund offered by GPB Capital Holdings, which was offered by over 60 independent broker-dealers? Sonn Law represents[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
Sonn Law is investigating UBS Financial Services. We represent investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and[…]
Sonn Law is investigating Lightstone Real Estate Income Trust, Inc. We represent investors in the United States for claims against brokers and brokerage firms for[…]
The Sonn Law Group is investigating allegations that GPB Capital is running a Ponzi-like scheme. If you or a family member experienced investment losses investing[…]
Did You Suffer Investment Losses After Being Recommended the CYES Strategy? Learn More About Your Legal Rights The Sonn Law Group is investigating claims related[…]
Clients 90 days to Remove All of Their GPB Private Placements From its Platform The Sonn Law Group is investigating GPB Capital. If you or[…]
Many UBS YES Strategy Investors Sustained Major Losses in the Volatile Fourth Quarter of 2018 Most often marketed to high net worth investors, the YES[…]
Touted as a Safe and Reliable Investment Strategy, UBS YES Exposed Investors to Major Risks The UBS Yield Enhancement Strategy or YES Strategy was marketed[…]
David Rosenberg, the CEO of Prime Automotive Group, Accuses GPB Capital of Running a Ponzi Scheme The Sonn Law Group is investigating allegations that GPB[…]
July 23, 2019 – Miami, Florida. The law firm of Sonn Law Group, which continues to represent investors relating to their investments in the 1st[…]