You are not alone. Investment loss claims over UBS “Yield Enhancement Strategy (YES)” have poured in as market volatility has produced losses that could total[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
Real Estate Investment Trust Faces Economic Disruption from COVID-19. Sonn Law Group is representing investors who have suffered losses investing in The Parking REIT. REITs[…]
The federal lawsuit filed in Austin, Texas filed an amendment for their prospective class lawsuit. The Sonn Law Group is investigating allegations that brokers recommended[…]
The SEC filed fraud charges against TCA Fund Management Group based on allegations they inflated asset values and performance returns. The Sonn Law Group is[…]
Consumers all over the United States are complaining that vendors on sites like Ebay, Amazon, and Craigslist are victims of price gouging on important products[…]
COVID-19 causes investor panic and massive losses in oil, gas, and energy sectors Sonn Law Group is investigating investment losses related to the Spirit of[…]
Exchange-traded fund suffers losses amid the COVID-19 outbreak. Sonn Law Group is investigating possible sales practice violations by financial advisors who recommended investments in United[…]
COVID-19 Causes High Risks Associated with CLOs Sonn Law Group is representing investors who have suffered losses from collateralized loan obligations (CLOs) after the outbreak[…]
FMSbonds clients who were advised to purchase Frontier Communications bonds may be able to recovery damages through a FINRA arbitration claim. Sonn Law Group is[…]
Real estate investment funds suffered significant declines amid investor panic due to COVID-19 Sonn Law Group is representing investors who have suffered losses investing in[…]