The Sonn Law Group is investigating misconduct claims involving former Wells Fargo bank advisor James Schaedler (Broker CRD Number: 4264512). Mr. Schaedler was barred from[…]
Current Investigations
The Sonn Law Group is investigating claims related to former US Bank and LPL Financial broker Ryan Lawson (Broker CRD Number: 4959209). Mr. Lawson was[…]
Woodstock Financial Group (CRD#: 38095) is a registered brokerage firm that is headquartered in the northern suburbs of Atlanta, Georgia. The company is licensed to[…]
Kestra Investment Services (CRD#: 42046) is a Texas-based brokerage firm that is licensed to operate in all 50 states as well as in several U.S.[…]
Have you ever invested money with the Dallas, Texas-based firm Optimal Economics Capital Partners? If so, you should know that the Securities and Exchange Commission[…]
Have you ever invested money with Legend Securities (CRD#: 44952)? If so, you need to be aware of the extensive history of complaints against this[…]
FINRA announced today that is has barred California-based broker Jim Seol (Broker CRD Number: 2876279) effective immediately. The decision comes down after the hearing panel[…]
The Sonn Law Group is investigating claims related to Brant Ray (FINRA CRD Number: 4746637). Brant Ray was named a respondent in a FINRA complaint[…]
The Sonn Law Group is investigating claims related to Walter Marino (FINRA CRD Number: 2121623). Walter Joseph Marino was recently named a respondent in a[…]
The Sonn Law Group is investigating claims related to James Davis Trent (Broker CRD Number: 2730687). James Davis Trent was recently named a respondent in[…]