Steven Pagartanis (CRD#: 1958879) is a previously registered investment broker. Most recently, Mr. Pagartanis was employed at Lombard Securities Incorporated in Setauket, New York (2017-2018).[…]
Current Investigations
Colorado Brokerage Firm Spencer Edwards, Inc. Charged with Suitability and Selling Away Violations The Sonn Law Group is currently investigating broker Spencer Edwards, owner of[…]
New Jersey Financial Advisor Scott Newsholme Pleads Guilty to Stealing from Elderly Clients The Sonn Law Group is currently investigating former broker Scott Newsholme of[…]
The Sonn Law Group is currently investigating former LPL Financial advisor, and current convicted felon, Charles Caleb Fackrell, broker CRD #5369665. We are interested in[…]
Sonn Law Group has learned that FINRA has launched an investigation into the sales practices and supervision of broker dealers relating to the sale of[…]
The Sonn Law Group is currently investigating William (Bill) Brunner, broker CRD# 2610348, a broker based in Huntington New York. Brunner was banned from working[…]
Sonn Law Group is Investigating UBS Financial Advisor John Robert Morris (CRD# 1903657), Warrentown, New Jersey. Sonn Law Group is investigating a complaint by customers[…]
On February 2nd, 2018, the Securities and Exchange Commission (SEC) announced that it was filing fraud charges against purported hedge fund manager Nicholas J. Genovese.[…]
Abbott Laboratories is a large American healthcare company that is headquartered in Lake County, Illinois. As of the end of 2017, this company reports that[…]
United Continental (UAL) is a major U.S. airline that is headquartered in Chicago, Illinois and that operates all around the globe. According to the company’s[…]