The SEC has accused Par Funding’s Founders – Convicted felon Joseph LaForte his wife Lisa McElhone – of “lying and scheming” on their way to[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
The alternative asset manager indicated that GPB’s AUM has decreased over 45%. The Sonn Law Group is investigating allegations that brokers recommended investments in GPB[…]
The firm was ordered to improve its compliance practices regarding the purchase of securities on behalf of institutional investors. The Sonn Law Group is investigating[…]
GPB was awarded the loan despite being under investigation by the SEC, FINRA, and the FBI. The Sonn Law Group is investigating allegations that brokers[…]
The federal lawsuit filed in Austin, Texas filed a second amendment for their prospective class lawsuit. The Sonn Law Group is investigating allegations that brokers[…]
Chesapeake Energy files for bankruptcy protection due to COVID-19 pandemic Sonn Law Group is representing investors who have suffered losses investing in Chesapeake Energy. If[…]
Cardone Capital CEO Grant Cardone Paints Picture of ‘House of Cards’ Business Model in Recent YouTube Posts Cardone Capital was founded by Grant Cardone. Their[…]
Malachite Capital Partners LP being investigated for possible fraud or breach of fiduciary to investors Sonn Law Group is representing investors who have suffered losses[…]
News About Metlife Complaints & Securities At Sonn Law Group, our experienced investment fraud lawyers are currently reviewing investor complaints against Metlife Securities (CRD#: 14251).[…]
UBS Financial and TD Ameritrade brokers who recommended UBS ETRACS exchange-traded notes named in lawsuits. The Sonn Law Group is investigating allegations that brokers unsuitably[…]