Did You Invest in Special Purpose Acquisition Companies (SPACs) and Lose Money? If you were advised to invest in Special Purpose Acquisition Companies (SPACs) by[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
Hospitality Investors Trust (HIT) – which was formerly named American Realty Capital Hospitality Trust, Inc. – has filed for chapter 11 bankruptcy. If you were[…]
Investors should seek damages after Emergent Capital, Inc. brokers recommended investments that were unsuitable. Emergent Capital Inc. (EMGC), a specialty finance company, and its wholly-owned[…]
The SEC alleged that Premier and its founder made misrepresentations to investors. The SEC published a litigation release announcing it had charged New Jersey-based healthcare[…]
The SEC announced that it has filed an action against five individuals alleging the promotion of a global unregistered digital asset securities offering that purportedly[…]
Investors should seek damages after FF Fund Management, LLC brokers recommended investments that were unsuitable. FF Fund Management, LLC (FFM), a Florida-based investment adviser, and[…]
Cardone Capital CEO Grant Cardone Paints Picture of ‘House of Cards’ Business Model in Recent YouTube Posts Cardone Capital was founded by Grant Cardone. Their[…]
Investors should seek damages after Washington Prime Group, Inc. brokers recommended investments that were unsuitable. Washington Prime Group, Inc., the owner of a nationwide group[…]
Investors should seek damages after Infinity Q Capital Management, LLC brokers recommended investments that were unsuitable. Infinity Q Capital Management, LLC (“Infinity Q”) is a[…]
Investors should seek damages after Geneos Wealth Management broker recommended investments that were unsuitable. GPB Capital Holdings, a New York-based investment firm, offers exempt, private[…]