Energy funds suffered heavily in market drops last week after the Coronavirus outbreak. The Sonn Law Group is investigating allegations that brokers unsuitably recommended energy[…]
Investment Loss Investigations
The Financial Industry Regulatory Authority (FINRA) regulates over 600k individual registered representatives, commonly referred to as stockbrokers or financial advisors. In 2017 alone FINRA received over 3,000 complaints from investors. 733 individual brokers were suspended and nearly 500 others were barred from the financial services industry entirely.
As securities fraud attorneys we represent investors who have suffered significant losses because of malpractice, negligence, or even fraud on the part of their investment advisor or stockbroker. We invite you to explore the articles below to get up-to-date information on brokers who we are currently investigating for misconduct. If you see your advisor’s name in the articles below, it’s worth reading about their regulatory history.
If you’ve suffered significant investment losses, click here to understand why it’s critical that you speak with an attorney about your options. When you’re ready, contact our firm for a free, no obligation review of your case.
Three individuals were purportedly trying to market and sell the digital asset in an unregistered securities offering. The Sonn Law Group is investigating allegations that[…]
Nevada-based CapSource ordered to stop using unlicensed sales representatives to solicit and sell unregistered, non-exempt securities. The Sonn Law Group is investigating allegations that CapSource,[…]
Energy funds suffered heavily in market drops last week after the Coronavirus outbreak. The Sonn Law Group is investigating allegations that brokers over-concentrated portfolios. If[…]
Triad Advisors reported three new investor claims related to the sale of private placements in GPB Capital. The Sonn Law Group is investigating allegations that[…]
Kinetic allegedly raised approximately $39 million from at least 30 investors by selling these securities. The Sonn Law Group is investigating allegations that Kinetic Investment[…]
NOTICE FOR RETIRED INVESTORS: The Sonn Law Group has heard from retirees who have suffered significant losses in the wake of the recent stock market[…]
Today’s Grown Consultant, also known as The Income Store, has allegedly raised over $75 million from investors since 2017. The Sonn Law Group is investigating[…]
The app was offline all day Monday and most of Tuesday during record-setting market volatility. The Sonn Law Group is investigating investor claims relating to[…]
Wells Fargo allegedly failed to properly supervise advisors who were selling single-inverse ETFs to retail investors. The Sonn Law Group is investigating allegations that Wells[…]