Financial Industry Regulatory Authority (FINRA)


Can I Sue for Punitive Damages?

  • Sonn Law Staff
  • Apr 17, 2017
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In general, legal damages are designed to be ‘compensatory’ in nature. This means that victims are entitled to seek a financial recovery that is equivalent[…]

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What is a Broker CRD Number?

  • Sonn Law Staff
  • Feb 16, 2017
  • #

In the United States, a financial broker must obtain a license before they can legally sell securities. Likewise, a brokerage firm must be properly licensed[…]

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