Financial Industry Regulatory Authority (FINRA)

The Financial Industry Regulatory Authority (FINRA) offers tools and a key dispute resolution forum for investors to protect themselves against fraudulent and unqualified brokers. The articles below will help you learn more about FINRA and Sonn Law Group’s services for FINRA arbitration.

To speak with a legal professional about your FINRA arbitration needs, please feel free to call us now at 844-689-5754.

FINRA Rule 8210

FINRA Rule 8210 allows FINRA officials to compel industry members, including registered financial advisors and brokerage firms, to cooperate with investigations. Indeed, under the rule,[…]

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