Financial Industry Regulatory Authority (FINRA)

The Financial Industry Regulatory Authority (FINRA) offers tools and a key dispute resolution forum for investors to protect themselves against fraudulent and unqualified brokers. The articles below will help you learn more about FINRA and Sonn Law Group’s services for FINRA arbitration.

To speak with a legal professional about your FINRA arbitration needs, please feel free to call us now at 844-689-5754.

Failure to Supervise FINRA

  • Sonn Law Staff
  • Dec 21, 2017
  • #

When you hire a financial advisor, you have the reasonable expectation that you will be able to rely on their advice. Unfortunately, financial advisor negligence[…]

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