INVESTORS: Trust Investment Services broker Todd Dwain Gauthier was named in a customer dispute alleging recommendation of unsuitable investments.
Todd Dwain Gauthier (CRD#: 14429968) is registered as a broker and investment adviser with Trust Investment Services, where he has been employed since 2016. Previously, Gaithier was registered as a broker and investment adviser with Wachovia Securities from 2000 until 2009.
Gauthier has two disclosures on his BrokerCheck report. One customer dispute filed against him was denied.
January 2022 Customer Dispute
Allegations: Letter from attorney claiming negligence and suitability issues.
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