Thomas Wilson Murray, Broker with Wells Fargo, Facing Customer Dispute Alleging He Solicited an Outside Investment Opportunity Unauthorized by His Firm

INVESTORS: Wells Fargo broker Thomas Wilson Murray is facing a pending customer dispute alleging that he solicited an outside investment opportunity that was not authorized by his firm.

Thomas Wilson Murray (CRD#: 1186933) is registered as a broker and investment adviser with Wells Fargo, where he’s been employed since 2019. Previously, Murray was registered as a broker and investment adviser with Morgan Stanley from 2010 until 2019.

Murray has three disclosures on his BrokerCheck report. Two customer disputes filed against Murray were denied.

March 2022 Customer Dispute

Status: Pending

Allegations: Claimant alleges, inter alia, FA solicited an outside investment opportunity that was not authorized by the Firm – 2017 – 2019.

Damage Amount Requested: $300,000.00


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