Sumitro Pal, Formerly of Morgan Stanley, Facing Pending Customer Dispute Seeking $1.5 Million in Damages

Pal has multiple pending customer complaints alleging a variety of misconduct.

sumitro-pal-pending-customer-disputeSumitro Pal (CRD#: 4763364) was registered as a broker with Morgan Stanley from 2004 until 2018. Pal was not registered with any other broker-dealers during his career. 

Pal has ten customer disputes on his BrokerCheck report. Three of the customer disputes were denied.

November 2020 Customer Dispute


October 2020 Customer Dispute


July 2020 Customer Dispute


November 2018 Customer Dispute


May 2018 Customer Dispute


September 2017 Customer Dispute


May 2009 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Sumitro Pal. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.