Steve Berrocal, Broker with Truist Investment Services, Named in Three Pending Customer Disputes Alleging Unsuitable Investment Recommendations

The claimants are seeking over $1.5M in damages, collectively.

steve-berrocal-three-pending-customer-disputesStephen “Steve” Berrocal (CRD#: 3071400) is registered as a broker and investment adviser with Truist Investment Services, where he has been employed since 2013. Previously, Berrocal was registered as an investment adviser with SunTrust Investment Services from 2013 until 2016.

Berrocal has three disclosures on his BrokerCheck report.

April 2021 Customer Dispute


March 2021 Customer Dispute


September 2020 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Steve Berrocal. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.