INVESTORS: J.W. Cole Financial broker Shad Ray Ketcher was named in a customer dispute alleging unsuitable recommendations.
Shad Ray Ketcher (CRD: 2684383) is registered as a broker and investment adviser with J.W. Cole Financial, where he’s been employed since 2013. Previously, Ketcher was registered as a broker with Financial Advisers of America from 2009 until 2013.
Ketcher has one disclosure on his BrokerCheck report.
November 2021 Customer Dispute
Allegations: Clients allege two non-traded REITs purchased were unsuitable.
Damage Amount Requested: $100,001.00
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