Sean Westbrook, Broker with Stifel, Nicolaus & Co., Named in Customer Dispute Alleging Unsuitable Investment Recommendations

The client is seeking $101K in damages in connection with the allegations.

Sean Westbrook (CRD: 5090374) is registered as a broker and investment adviser with Stifel, Nicolaus & Co., where he has been registered since 2019. Previously, Westbrook was registered with FSC Securities as a broker and investment adviser from 2009 until 2019.

Westbrook has one disclosure on his BrokerCheck report.


January 2021 Customer Dispute


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