Scott Niekamp, Broker with Northwestern Mutual Investment Services, Suspended by FINRA for Three Months

Niekamp reportedly engaged in outside business activities without providing notice to his firm.

scott-niekamp-suspended-by-finraScott Niekamp (CRD#: 3277810) is registered as a broker and investment adviser with Northwestern Mutual Investment Services, where he has been employed since 2000.

Niekamp has six disclosures on his BrokerCheck report. 

August 2021 Regulatory Judgment


June 2021 Regulatory Judgment


April 2021 Customer Dispute


April 2021 Customer Dispute


February 2018 Customer Dispute


April 2021 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Scott Niekamp. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.