FINRA requested information and documents relating to Raskin’s discharge from Merrill Lynch in 2019.
Ryan Raskin (CRD#: 5539610) was registered as a broker with Merrill Lynch in Beverly Hills, CA, from 2016 until 2020. Previously, Raskin was registered as a broker with Morgan Stanley in Woodland Hills, CA, from 2009 until 2016. Raskin was recently barred by FINRA after he failed to cooperate with their investigation into his termination from Merrill Lynch.
Raskin has two disclosures on his BrokerCheck report.
September 2020 Customer Dispute
- Status: Denied
- Allegations: The customer alleges unauthorized trading and churning in January 2018 until January 2020.
March 2020 Employment Separation After Allegations
- Firm Name: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Termination Type: Discharged
- Allegations: Conduct involving business practices inconsistent with Firm standards, including inappropriate investment recommendations.
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