Hannes refused to provide documents and information requested by FINRA in connection with their investigation into allegations that Hannes converted customer funds.
The Sonn Law Group is investigating allegations that Ronald Hannes converted customer funds. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.
Ronald Hannes (CRD#: 1462241) was a registered broker for Woodbury Financial Services in Spokane, Washington from 1994 until 2019. In December 2019, Hannes was terminated from Woodbury following allegations that funds were paid to Hannes for the purchase of a life insurance contract that was not sent to the life insurance company.
Hannes was subsequently barred from the financial industry for failing to provide information to FINRA pursuant to their investigation into allegations that Hannes converted customer funds while associated with Woodbury.
In December 2019, Hannes was named in a customer dispute alleging that in 2013, the customer paid off Hannes’s credit card. The customer is seeking $7,267.50 in damages. The matter is still pending.
Contact Us Today
The Sonn Law Group is currently investigating allegations that Ronald Hannes converted customer funds. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.