Roberto Birardi, Broker with Aegis Capital Corp., Suspended by FINRA Following Allegations of Failure to Supervise

Birardi was accused of ignoring red flags that brokers were making excessive, unsuitable trades.

roberto-birardi-allegations-of-failure-to-superviseRoberto Birardi (CRD: 4737649) is registered as a broker with Aegis Capital Corp., where he has been employed since 2010. Previously, Birardi was registered as a broker with Gunnallen Financial from 2003 until 2010.

Birardi has two disclosures on his BrokerCheck report. 

November 2021 Regulatory Judgment


July 2010 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Roberto Birardi. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.