INVESTORS: Cetera Advisors broker Randall John Mason was named in a customer dispute alleging he made an unsuitable investment recommendation.
Randall John Mason (CRD#: 1758777) is registered as a broker and investment adviser with Cetera Advisors, where he’s been employed since 2015. Mason was previously registered as a broker and investment adviser with Parkland Securities from 2002 until 2015.
Mason has one disclosure on his BrokerCheck report.
November 2021 Customer Dispute
Allegations: Arbitration Statement of Claim alleged the investments Claimant purchased in 2014 were unsuitable given his financial situation, investment objectives and risk tolerance. Claimant further alleges the BD failed to conduct adequate due diligence on the investment programs.
Damage Amount Requested: $134,000.00
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