INVESTORS: Cetera Advisors broker Ping Shuang Cathy Wu is facing pending customer disputes alleging unsuitable investment recommendations.
Ping Shuang Cathy Wu (CRD#:4924232) is registered as a broker and investment adviser with Cetera Advisors, where she’s been employed since 2013. Wu was previously registered as a broker and investment adviser with UBS Financial Services from 2010 until 2013.
Wu has four disclosures on her BrokerCheck report. Two customer disputes filed against Wu were denied.
November 2021 Customer Dispute
Allegations: Claimant alleges unsuitable investment recommendations which resulted in losses.
Damage Amount Requested: $330,000.00
May 2021 Customer Dispute
Allegations: Claimants allege that their registered representative recommended unsuitable investments.
Damage Amount Requested: $75,000.00
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The Sonn Law Group is currently investigating allegations surrounding Ping Shuang Cathy Wu. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.